Each year, Point View Wealth Management, Inc. (and every federally registered investment advisor) is required to file online with the Securities and Exchange Commission an annual report, known as Part I of the ADV. Form ADV is the uniform form used by investment advisers to register with the SEC. Part I requires information about the investment adviser’s business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees. That report is publicly available on the SEC’s website located at http://www.adviserinfo.sec.gov/. Locate Point View by using the link on the left hand side titled “Investment Adviser Search.” Select the radio button labeled "Investment Advisor Firm." Search by our name (Point View), our IARD/CRD number (106119) or our Firm SEC number (801-43340).
Part II of the ADV is a narrative brochure written in plain English containing information such as the types of advisory services offered, the adviser’s fee schedule, disciplinary information, conflicts of interest, and the educational and business background of the advisor's management and key advisory personnel. In 2011, the SEC has new rules requiring major revisions in how the information in ADV Part II is presented. The information itself remains largely the same. As part of the revision, we distributed a copy of the new ADV Part II to all of our clients, along with supplements giving additional information about Point View’s officers. As this is revised in the future, we shall repost an updated version on our website. To view the latest ADV Part II, please click here. To view Part 2B of ADV for David G. Dietze click here, To view Part 2B of ADV for Claire E. Toth click here. To view Part 2B of ADV for Donna M. St.Amant click here. To view Part 2B of ADV for Elaine F. Phipps click here.